| Associate | via Company |
| ADAMS WILLIAM IV | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., MLP & STRATEGIC EQUITY FUND INC., DOW 30 ENHANCED PREMIUM & INCOME FUND INC. plus 4 similar. |
| AMBOIAN JOHN P | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., MLP & STRATEGIC EQUITY FUND INC., DOW 30 ENHANCED PREMIUM & INCOME FUND INC. plus 4 similar. |
| ANSON MARK | NUVEEN MUNICIPAL VALUE FUND 2, NUVEEN ENHANCED MUNICIPAL VALUE FUND, NUVEEN MORTGAGE OPPORTUNITY TERM FUND |
| ANTOSIEWICZ CEDRIC H | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., GLOBAL INCOME & CURRENCY FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., MLP & STRATEGIC EQUITY FUND INC. plus 5 similar. |
| ARRIAGA NIZIDA | NUVEEN BUILD AMERICA BOND FUND, DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., GLOBAL INCOME & CURRENCY FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC. plus 4 similar. |
| ATKINSON MICHAEL T | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., GLOBAL INCOME & CURRENCY FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., MLP & STRATEGIC EQUITY FUND INC. plus 5 similar. |
| BREMNER ROBERT P | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., GLOBAL INCOME & CURRENCY FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., MLP & STRATEGIC EQUITY FUND INC. plus 5 similar. |
| BRENNAN PAUL L | NUVEEN MUNICIPAL VALUE FUND 2, NUVEEN ENHANCED MUNICIPAL VALUE FUND |
| BROWN LAWRENCE H | NUVEEN MUNICIPAL VALUE FUND 2 |
| CAMPBELL WILLIAM | GLOBAL INCOME & CURRENCY FUND INC. |
| CLOSE DANIEL | NUVEEN ENHANCED MUNICIPAL VALUE FUND, NUVEEN BUILD AMERICA BOND FUND |
| COOK MARGO L. | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., GLOBAL INCOME & CURRENCY FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., MLP & STRATEGIC EQUITY FUND INC. plus 4 similar. |
| EVANS JACK | DOW 30 ENHANCED PREMIUM & INCOME FUND INC., NUVEEN MUNICIPAL VALUE FUND 2, NUVEEN ENHANCED MUNICIPAL VALUE FUND, NUVEEN MORTGAGE OPPORTUNITY TERM FUND plus 5 similar. |
| FERJUSON LORNA C | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., GLOBAL INCOME & CURRENCY FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., MLP & STRATEGIC EQUITY FUND INC. plus 5 similar. |
| FOY STEPHEN D | NUVEEN MORTGAGE OPPORTUNITY TERM FUND, NUVEEN BUILD AMERICA BOND FUND, DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., GLOBAL INCOME & CURRENCY FUND INC. plus 5 similar. |
| GAMBLA JOHN W | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., DOW 30 ENHANCED PREMIUM & INCOME FUND INC. |
| GOTTSCHOW ROB A | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., DOW 30 ENHANCED PREMIUM & INCOME FUND INC. |
| GRACE SCOTT S | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., GLOBAL INCOME & CURRENCY FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., MLP & STRATEGIC EQUITY FUND INC. plus 3 similar. |
| HUFFMAN WILLIAM T. JR. | NUVEEN ENHANCED MUNICIPAL VALUE FUND, NUVEEN MORTGAGE OPPORTUNITY TERM FUND, NUVEEN BUILD AMERICA BOND FUND |
| HUNTER WILLIAM CURT | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., GLOBAL INCOME & CURRENCY FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., MLP & STRATEGIC EQUITY FUND INC. plus 5 similar. |
| KELLY WALTER M | NUVEEN BUILD AMERICA BOND FUND, DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., MLP & STRATEGIC EQUITY FUND INC. plus 4 similar. |
| KUNDERT DAVID J | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., GLOBAL INCOME & CURRENCY FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., MLP & STRATEGIC EQUITY FUND INC. plus 5 similar. |
| LAMB DAVID J | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., GLOBAL INCOME & CURRENCY FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., MLP & STRATEGIC EQUITY FUND INC. plus 5 similar. |
| LAZAR TINA M | NUVEEN MUNICIPAL VALUE FUND 2, NUVEEN ENHANCED MUNICIPAL VALUE FUND, NUVEEN MORTGAGE OPPORTUNITY TERM FUND, NUVEEN BUILD AMERICA BOND FUND plus 5 similar. |
| LIEB MARK | NUVEEN QUALITY PREFERRED INCOME FUND 2 |
| LYNCH NAOMI E | GLOBAL INCOME & CURRENCY FUND INC. |
| MARTIN LARRY W | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., GLOBAL INCOME & CURRENCY FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., MLP & STRATEGIC EQUITY FUND INC. plus 5 similar. |
| MCCARTHY KEVIN J | NUVEEN MORTGAGE OPPORTUNITY TERM FUND, NUVEEN BUILD AMERICA BOND FUND, DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., GLOBAL INCOME & CURRENCY FUND INC. plus 5 similar. |
| MCCARTHY MICHELLE ANN | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., GLOBAL INCOME & CURRENCY FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., MLP & STRATEGIC EQUITY FUND INC., DOW 30 ENHANCED PREMIUM & INCOME FUND INC. |
| MILLER JOHN V | NUVEEN MUNICIPAL VALUE FUND 2, NUVEEN ENHANCED MUNICIPAL VALUE FUND, NUVEEN MORTGAGE OPPORTUNITY TERM FUND, NUVEEN BUILD AMERICA BOND FUND |
| MINO GREGORY T. | MLP & STRATEGIC EQUITY FUND INC., DOW 30 ENHANCED PREMIUM & INCOME FUND INC., NUVEEN ENHANCED MUNICIPAL VALUE FUND, NUVEEN MORTGAGE OPPORTUNITY TERM FUND plus 4 similar. |
| ROHRBACHER CHRISTOPHER M. | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., GLOBAL INCOME & CURRENCY FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., MLP & STRATEGIC EQUITY FUND INC. plus 5 similar. |
| ROMANS SCOTT R | NUVEEN MUNICIPAL VALUE FUND 2, NUVEEN ENHANCED MUNICIPAL VALUE FUND |
| RUANE JAMES | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., GLOBAL INCOME & CURRENCY FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., MLP & STRATEGIC EQUITY FUND INC. plus 5 similar. |
| SCHNEIDER WILLIAM J | NUVEEN ENHANCED MUNICIPAL VALUE FUND, NUVEEN MORTGAGE OPPORTUNITY TERM FUND, NUVEEN BUILD AMERICA BOND FUND, DOW 30 PREMIUM & DIVIDEND INCOME FUND INC. plus 5 similar. |
| SPALDING THOMAS C JR | NUVEEN MUNICIPAL VALUE FUND 2, NUVEEN ENHANCED MUNICIPAL VALUE FUND |
| STEEVES CATHRYN | NUVEEN MUNICIPAL VALUE FUND 2, NUVEEN ENHANCED MUNICIPAL VALUE FUND |
| STOCKDALE JUDITH M | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., GLOBAL INCOME & CURRENCY FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., MLP & STRATEGIC EQUITY FUND INC. plus 5 similar. |
| STONE CAROLE E | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., MLP & STRATEGIC EQUITY FUND INC., DOW 30 ENHANCED PREMIUM & INCOME FUND INC. plus 4 similar. |
| TOTH TERENCE J | NUVEEN BUILD AMERICA BOND FUND, DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., MLP & STRATEGIC EQUITY FUND INC. plus 4 similar. |
| WILHELM JOHNATHAN N | NUVEEN MUNICIPAL VALUE FUND 2, NUVEEN ENHANCED MUNICIPAL VALUE FUND |
| ZIMMERMAN GIFFORD R | DOW 30 PREMIUM & DIVIDEND INCOME FUND INC., GLOBAL INCOME & CURRENCY FUND INC., NASDAQ PREMIUM INCOME & GROWTH FUND INC., MLP & STRATEGIC EQUITY FUND INC. plus 6 similar. |