| Associate | via Company |
| ALBERTS BRUCE D | WESTERN ASSET MUNICIPAL PARTNERS FUND INC., WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
| ARNOLD WILLIAM A | WESTERN ASSET EMERGING MARKETS DEBT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC., LMP CAPITAL & INCOME FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| BAIN PETER L | WESTERN ASSET MUNICIPAL PARTNERS FUND INC., LMP CAPITAL & INCOME FUND INC., LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND |
| BEAGLEY ANDREW | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| BECKER TED P | WESTERN ASSET MUNICIPAL PARTNERS FUND INC., LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND plus 3 similar. |
| CANON BRETT BENJAMIN | WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
| CHASE BRIAN S | INDIA FUND INC |
| COHEN HARRY D | LMP CAPITAL & INCOME FUND INC. |
| COLMAN CAROL L | LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND, WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. plus 7 similar. |
| CRAIGE JAMES E | WESTERN ASSET EMERGING MARKETS DEBT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC., LMP CAPITAL & INCOME FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| CRONIN DANIEL P | WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC., WESTERN ASSET MUNICIPAL PARTNERS FUND INC., WESTERN ASSET EMERGING MARKETS DEBT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC. plus 8 similar. |
| CUCCHI PAOLO M | WESTERN ASSET MUNICIPAL PARTNERS FUND INC., LMP CAPITAL & INCOME FUND INC., LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND plus 4 similar. |
| CUMMING VIRGIL H | WESTERN ASSET EMERGING MARKETS DEBT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC. |
| CUNNINGHAM JACK B | LMP CAPITAL & INCOME FUND INC. |
| DAIDONE LEW | WESTERN ASSET GLOBAL HIGH INCOME FUND INC. |
| DALEY CHARLES J JR | WESTERN ASSET MUNICIPAL PARTNERS FUND INC., LMP CAPITAL & INCOME FUND INC., LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND plus 4 similar. |
| DEL GUERCIO ROCCO | LMP CAPITAL & INCOME FUND INC., LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND plus 4 similar. |
| EVEN MICHAEL | WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| FETTING MARK R | WESTERN ASSET MUNICIPAL PARTNERS FUND INC., LMP CAPITAL & INCOME FUND INC., LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND plus 3 similar. |
| FLANAGAN THOMAS K | WESTERN ASSET EMERGING MARKETS DEBT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC. |
| FLEET DAVID DANIEL | WESTERN ASSET MUNICIPAL PARTNERS FUND INC., WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. |
| FRANK STEVEN | WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
| FRENKEL ROBERT I | LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND, WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC. plus 6 similar. |
| FRIEDMAN ROBERT L. | INDIA FUND INC |
| GELB LESLIE H | LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND, WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. plus 7 similar. |
| GENDELMAN ROBERT | LMP CAPITAL & INCOME FUND INC. |
| GERKEN R JAY | WESTERN ASSET MUNICIPAL PARTNERS FUND INC., WESTERN ASSET EMERGING MARKETS DEBT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC., LMP CAPITAL & INCOME FUND INC. plus 8 similar. |
| GUGGINO FRANCES | WESTERN ASSET EMERGING MARKETS DEBT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC., LMP CAPITAL & INCOME FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| GULZAR GOVEWALLA | INDIA FUND INC |
| HIRSCHMANN JAMES W III | WESTERN ASSET MUNICIPAL PARTNERS FUND INC., WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
| HUTCHINSON WILLIAM R | WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC., WESTERN ASSET MUNICIPAL PARTNERS FUND INC., WESTERN ASSET EMERGING MARKETS DEBT FUND INC. plus 8 similar. |
| JAMES GAVIN L | WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC., WESTERN ASSET MUNICIPAL PARTNERS FUND INC. |
| KELLY JEANNE | LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND, WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. plus 3 similar. |
| KLEINMAN MARK I | WESTERN ASSET EMERGING MARKETS DEBT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC., LMP CAPITAL & INCOME FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC. |
| KUMAR-SINHA PUNITA | INDIA FUND INC |
| LASKAJ ALBERT | WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
| LAVAN ROGER M | WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC. |
| LEECH STEPHEN K | WESTERN ASSET MUNICIPAL PARTNERS FUND INC. |
| MANDIA THOMAS C | LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND, WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC. plus 3 similar. |
| MANNING BARBARA BROOKE | LMP CAPITAL & INCOME FUND INC. |
| MCALLISTER MARK | LMP CAPITAL & INCOME FUND INC. |
| MCNAMARA DENNIS JOSEPH | WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. |
| MCSHEA GREGORY B | WESTERN ASSET MUNICIPAL PARTNERS FUND INC. |
| MELWANI PRAKASH | INDIA FUND INC |
| MERBERG EVAN L | WESTERN ASSET EMERGING MARKETS DEBT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC., LMP CAPITAL & INCOME FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| MURPHY TERRENCE | WESTERN ASSET MUNICIPAL PARTNERS FUND INC., LMP CAPITAL & INCOME FUND INC. |
| NATTANS JEFFREY ALLEN | WESTERN ASSET MUNICIPAL PARTNERS FUND INC., LMP CAPITAL & INCOME FUND INC., WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
| ODENATH DAVID R | WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
| OZSOLAK KAPREL | WESTERN ASSET MUNICIPAL PARTNERS FUND INC., LMP CAPITAL & INCOME FUND INC., LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND plus 4 similar. |
| PETERSON PETER G | INDIA FUND INC |
| PIRES BARBARA | INDIA FUND INC |
| POSNER BRIAN S | LMP CAPITAL & INCOME FUND INC. |
| RENAHAN WILLIAM J | WESTERN ASSET MUNICIPAL PARTNERS FUND INC., LMP CAPITAL & INCOME FUND INC., LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND plus 4 similar. |
| ROETT RIORDAN | LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND, WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. plus 12 similar. |
| ROVINE JOSHUA B | INDIA FUND INC |
| RUYS DE PEREZ CHARLES ANTONY | WESTERN ASSET MUNICIPAL PARTNERS FUND INC., LMP CAPITAL & INCOME FUND INC., WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
| SCHEVE TIMOTHY C | WESTERN ASSET MUNICIPAL PARTNERS FUND INC., LMP CAPITAL & INCOME FUND INC. |
| SCOTT DAVID JONATHAN | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| SEDOY MICHAEL | LMP CAPITAL & INCOME FUND INC. |
| SEMMEL BETH A | WESTERN ASSET GLOBAL HIGH INCOME FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| SETNICKA WENDY | WESTERN ASSET MUNICIPAL PARTNERS FUND INC., LMP CAPITAL & INCOME FUND INC. |
| SHEPLER ROBERT P | WESTERN ASSET MUNICIPAL PARTNERS FUND INC., LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND plus 3 similar. |
| SHIVELY GEORGE | WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| SHOUP ANDREW | WESTERN ASSET EMERGING MARKETS DEBT FUND INC., LMP CAPITAL & INCOME FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| SYDOR CHRIS | WESTERN ASSET GLOBAL HIGH INCOME FUND INC. |
| TORCHIA DAVID A | WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| VOLPE JOSEPH | WESTERN ASSET MUNICIPAL PARTNERS FUND INC., LMP CAPITAL & INCOME FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| WALSH STEPHEN A | WESTERN ASSET MUNICIPAL PARTNERS FUND INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. |
| WILBY PETER | WESTERN ASSET EMERGING MARKETS DEBT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC., LMP CAPITAL & INCOME FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |