| Associate | via Company |
|---|
| ALBERTS BRUCE D | WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC., WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC. |
| ARNOLD WILLIAM A | WESTERN ASSET EMERGING MARKETS DEBT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC., LMP CAPITAL & INCOME FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| BAIN PETER L | LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND |
| BEAGLEY ANDREW | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| BECKER TED P | LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND, WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. plus 2 similar. |
| CANON BRETT BENJAMIN | WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
| COLMAN CAROL L | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC., LMP CORPORATE LOAN FUND INC., WESTERN ASSET EMERGING MARKETS DEBT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC. plus 9 similar. |
| CRAIGE JAMES E | WESTERN ASSET EMERGING MARKETS DEBT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| CRONIN DANIEL P | WESTERN ASSET GLOBAL HIGH INCOME FUND INC., LMP CAPITAL & INCOME FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. plus 9 similar. |
| CUCCHI PAOLO M | WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC., WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC., LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND plus 3 similar. |
| CUMMING VIRGIL H | WESTERN ASSET EMERGING MARKETS DEBT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC. |
| CUNNINGHAM JACK B | LMP CAPITAL & INCOME FUND INC. |
| DAIDONE LEW | WESTERN ASSET GLOBAL HIGH INCOME FUND INC. |
| DALEY CHARLES J JR | LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND, WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC. plus 2 similar. |
| DEL GUERCIO ROCCO | LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND, WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC. plus 2 similar. |
| EVEN MICHAEL | WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| FETTING MARK R | LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND, WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. |
| FLANAGAN THOMAS K | WESTERN ASSET EMERGING MARKETS DEBT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC. |
| FLEET DAVID DANIEL | WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. |
| FRANK STEVEN | WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
| FRENKEL ROBERT I | WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC., WESTERN ASSET EMERGING MARKETS DEBT FUND INC., LMP CAPITAL & INCOME FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC. plus 6 similar. |
| GERKEN R JAY | WESTERN ASSET EMERGING MARKETS DEBT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC., LMP CAPITAL & INCOME FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC. plus 7 similar. |
| GUGGINO FRANCES | WESTERN ASSET EMERGING MARKETS DEBT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC., LMP CAPITAL & INCOME FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| HIRSCHMANN JAMES W III | WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
| HUTCHINSON WILLIAM R | WESTERN ASSET GLOBAL HIGH INCOME FUND INC., LMP CAPITAL & INCOME FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. plus 7 similar. |
| JAMES GAVIN L | WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
| KELLY JEANNE | LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND, WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC. plus 2 similar. |
| KLEINMAN MARK I | WESTERN ASSET EMERGING MARKETS DEBT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC., LMP CAPITAL & INCOME FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC. |
| LASKAJ ALBERT | WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
| LAVAN ROGER M | WESTERN ASSET GLOBAL HIGH INCOME FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC. |
| MANDIA THOMAS C | LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND, WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. plus 2 similar. |
| MCALLISTER MARK | LMP CAPITAL & INCOME FUND INC. |
| MCNAMARA DENNIS JOSEPH | WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. |
| MERBERG EVAN L | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC., WESTERN ASSET EMERGING MARKETS DEBT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC., LMP CAPITAL & INCOME FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC. |
| NATTANS JEFFREY ALLEN | WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
| ODENATH DAVID R | WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
| OZSOLAK KAPREL | LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND, WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC. plus 2 similar. |
| RENAHAN WILLIAM J | LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND, WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC. plus 2 similar. |
| ROETT RIORDAN | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC., LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND plus 7 similar. |
| RUYS DE PEREZ CHARLES ANTONY | WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC., WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. |
| SALACUSE JESWALD W | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC., LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND plus 7 similar. |
| SCOTT DAVID JONATHAN | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| SEMMEL BETH A | WESTERN ASSET GLOBAL HIGH INCOME FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| SHEPLER ROBERT P | LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES MASTER FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES FUND, LEGG MASON PERMAL GLOBAL ACTIVE STRATEGIES TEI FUND, WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC. plus 2 similar. |
| SHIVELY GEORGE | WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| SHOUP ANDREW | WESTERN ASSET EMERGING MARKETS DEBT FUND INC., LMP CAPITAL & INCOME FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| SYDOR CHRIS | WESTERN ASSET GLOBAL HIGH INCOME FUND INC. |
| TORCHIA DAVID A | WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| VOLPE JOSEPH | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC. |
| WALSH STEPHEN A | WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. |
| WILBY PETER | WESTERN ASSET EMERGING MARKETS DEBT FUND INC., WESTERN ASSET GLOBAL HIGH INCOME FUND INC., LMP CAPITAL & INCOME FUND INC., WESTERN ASSET INFLATION MANAGEMENT FUND INC., WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
